California Financial Code

§ 5615

FIN § 5615Div. 2 · Ch. 2 · Art. 3

Statute text

An application for a permit to sell securities shall be in writing, verified as provided in the Code of Civil Procedure for the verification of pleadings, and shall be filed in the office of the commissioner by the association or the selling stockholders. The application shall include the following:

(a)Regarding the association.

(1)The names and addresses of its officers.

…

Legislative history

Amended by Stats. 1988, Ch. 718, Sec. 6.