California Corporations Code

§ 25612.3

CORP § 25612.3 Effective Jan 1, 2020Div. 1 · Title 4 · Part 7

Unless otherwise provided by rule, the commissioner shall require the use of the following forms:

(a)Form BD (Uniform Application for Broker-Dealer Registration) for a broker-dealer application.

(b)Form ADV (Uniform Application for Investment Adviser Registration) for an investment adviser application.

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Legislative history

Amended by Stats. 2019, Ch. 143, Sec. 51. (SB 251) Effective January 1, 2020.