California Corporations Code
§ 25213.3
CORP § 25213.3 Effective Jan 1, 2003Div. 1 · Title 4 · Part 3 · Ch. 2
Statute text
View on leginfo.ca.govThe commissioner shall, after appropriate notices and opportunity for hearing, by order suspend, for a period not exceeding 12 months, or bar from any position of employment, management or control of any broker-dealer, any officer, director, partner, agent, employee of, or person performing similar functions for, a broker-dealer, or any other person, if the person has been convicted of, or has pleaded nolo contendere to, a felony or misdemeanor in violation of Section 25541 that was committed on or after January 1, 1989.
Legislative history
Amended by Stats. 2002, Ch. 772, Sec. 4. Effective January 1, 2003.